InvestmentNews

AI gives reason for advisors to keep client records longer than SEC requirements

The long-standing practice of deleting client records after the SEC’s five-year mandate may be losing relevance as advisory ...
The Daily Upside

Inside the Citi, Advyzon Partnership to Deliver Unified Managed Accounts to Clients

The collaboration reflects a broader trend of consolidating siloed investment processes into unified account frameworks.
Business Wire

Advisor Team With $140 Million in Assets Joins Ameriprise Financial for Greater Client Experience, Independence and Planning Capabilities

MINNEAPOLIS--(BUSINESS WIRE)--Financial advisors Jeff Flamm and Kevin Smith recently joined the independent channel of Ameriprise Financial, Inc. (NYSE:AMP) from Key Investment Services, LLC where ...
WealthManagement.com

Q&A: Mission Wealth’s Sara Clark on Rethinking Advisor Workflows

Mission Wealth, a Santa Barbara, Calif. headquartered registered investment advisor with $14 billion in client assets, is in the process of rethinking its advisor workflows as part of its focus on ...
Forbes

How Financial Advisors Can Use AI To Deliver A More Personalized Client Experience

One of the main benefits of working with a financial advisor is receiving a personalized client experience. And what adds value for each client is very personal. Your clients want you to understand ...
Financial Planning

Ask an Advisor: What client story still haunts you?

Triskaidekaphobia — the fear of the number 13 — has endured for centuries. Though the origins of this popular belief are uncertain, the effects can be seen to this day. Ever notice how some hotels ...
Financial Advisor

Raymond James Recruits Dallas Advisor With $227M AUM

Raymond James said a financial advisor who managed $227 million in client assets at Truist Investment Services has joined its employee advisor channel. Operating as Chapman Private Wealth in Dallas, ...
Morningstar

JIFFYAI Launches AI Advisor Companion to Boost Financial Advisor Productivity and Client Engagement

New AI-powered advisor assistant delivers real-time insights, automates workflows, and simplifies client servicing for wealth management firms JIFFYAI, a leading provider of AI-powered wealth ...
TravelPulse

Maximize Earnings and Client Connections: Discover TourRadar's Travel Advisor Opportunities

For travel advisors looking to grow their businesses, deepen client relationships and create compelling content, TourRadar's Hosted Trips program offers an opportunity that checks every box—including ...
Barron's

4 Things Financial Advisors Should Know if They Have to Fire a Client

Several years ago, Andrew Marsh worked with a wealth management client who was routinely so belligerent that no one on his team could stand to work with him, even though he was generating good ...
Post and Courier

Aiken financial advisors earns client experience award

Crane & Owen Financial Solutions, a financial advisory practice of Ameriprise Financial Inc. in Aiken, has earned the Ameriprise Client Experience Award for 2025. The firm was honored with this award ...