Earlier this month, the SEC staff granted no-action relief allowing Exxon Mobil to establish a retail voting program. The company plans to solicit customers of brokers and other nominees to opt-in to ...
The SEC Staff issued a no-action letter to Exxon Mobil Corporation on September 15, 2025, confirming that it would not recommend enforcement action under the proxy rules if the company implements a ...
Washington, D.C.--(Newsfile Corp. - September 25, 2024) - The Securities and Exchange Commission today announced charges against Harvest Volatility Management LLC and Merrill Lynch, Pierce, Fenner & ...